The Portfolio Compliance Group (PCG) in London (based at 33 King William Street) is primarily responsible for extracting, analysing, coding and monitoring client, regulatory and internal investment guidelines on the firm’s Aladdin system. The department has two main teams. One team focuses on the coding of investment guidelines into the Aladdin system for both pre and post - trade requirements. The second team focuses on the daily monitoring of portfolios compliance with the coded investment restrictions and the investigation and resolution of any exceptions. The PCG group is engaged with and provides services to many other departments across the firm in particular; On-Boarding, Portfolio Management, Trading, Global Client Group and Legal & Compliance. The PCG team in London is thirteen people at present. This particular vacancy is to work within the monitoring team.
Role Key Responsibilities: Pre trade violation investigation & overrides Post Trade violation investigation & resolution Manual test execution Oversight of outsourced testing Identification of coding issues Process /system enhancements (PPI) Panel for Takeover and Mergers process Syndicate review and pre clearance Maintenance of Legal & Compliance Restricted Lists Client certifications / attestations
Qualifications:
Bachelors
Experience:
5 years +
Languages:
English : Speak / Write Fluently
Job-Type:
open-ended
Remuneration:
unspecified
Permit Type:
EU National
Region:
London
Clear, concise communicator with the skills to develop compromises between conflicting requirements or points of view Drive resolutions through a “hands on” approach Analytical mind and approach Ability to self manage workloads and work to deadlines Experience of investment management and investment products Experience of or exposure to Fund Accounting / NAV production Strong IT skills
BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world.
