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date title
13/12/10
referral award  not applied
  Ops Control - Reg Reporting Manager
Nomura International
London

Ops Control - Reg Reporting Manager
Due to current market conditions there has been increased focus on the regulatory and control environment Responsible for the daily management and sign off of the regulatory reporting functions within Operations Control covering the daily client money calculation and transaction reporting functions Define and implement clear operating principles for regulatory reporting Sign off of all new business/process enhancements to ensure regulatory compliance post implementation Cross divisional liaison for regulatory issues Promote operational awareness of regulatory reporting through Operations training Divisional liaison for internal/external audit and FSA and management and reporting of open issues to resolution
Qualifications: Bachelors
Experience: 7 years +
Languages: English : Speak / Write Fluently
Job-Type: open-ended
Remuneration: unspecified
Permit Type: EU National
Region: London
Previous management of the client money and transaction reporting functions Self-motivated individual Strong leadership skills Excellent communication skills Proven control focused track record Strong team ethic Full understanding of FSA rules as they relate to client money and transaction reporting Full understanding of the 'alternative approach' method of calculating client money

Nomura is a pre-eminent global investment bank. Armed with a powerful balance sheet, we offer unrivalled asset-raising capabilities, advisory, research, sales and trading services tailored to the specific requirements of individual, institutional, corporate and government clients.

Nomura International
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